MIFID II Reports
Art. 27 (3) & (6) of Directive 2014/65/EU on markets in financial instruments (MiFID II) requires Berenberg to provide certain information and disclosures to its clients. In particular, the top five venue report and the Execution Quality report, these disclosures are set out below. Please note that this information may be updated from time-to-time.
Top 5 Venue Summary 2018
Top 5 Venues 2018
Top 5 Venue Summary 2017
Top 5 Venues 2017
Execution Quality Report FI Q3 2018
Execution Quality Report FI Q4 2018
Joh. Berenberg, Gossler & Co. KG ('Berenberg') has prepared and published these reports in order to meet Berenberg regulatory obligations under Commission Delegated Regulation (EU) 2017/575 of 8 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards concerning the data to be published by execution venues on the quality of execution of transactions ('RTS 27 Reports').
Berenberg reserves the right to update and republish the RTS 27 Reports at any time following internal reviews of the accuracy of the information published. Berenberg will be publishing additional RTS 27 Reports for other asset classes if RTS 27 Reports are applicable and the relevant data is available and verified.
The assumptions and methodologies used to produce the RTS 27 Reports may not be used for the preparation of future reports. Berenberg does not guarantee the correctness or completeness of the information in the RTS 27 Reports and shall not be responsible for or have any liability for any loss or damage caused by errors, inaccuracies or omissions in connection with the use of or reliance on this information.